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UCITS III Training
The UCITS iii directive consists of two directives that regulate
funds sold across the EEA: 1. Directive 2001/107/EC of the European Parliament and of the Council of 21 January 2002 amending Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) with a view to regulating management companies and simplified prospectuses 2. Directive 2001/108/EC of the European Parliament and of the Council of 21 January 2002 amending Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS), with regard to investments of UCITS www.ucits-iii.com --------------------------------------------------------------------------------------------------------------------------------------------------------------------- UCITS III Training from Compliance LLC Modules: European Union’s legislation: Directives and Regulations The Financial Services Action Plan (FSAP) of the European Union Markets in Financial Instruments Directive (MiFID): The difficult passport From “core” and “non-core” investment services to “investment services and activities” and “ancillary services” UCITS iii: The easier passport UCITS iii - The Management Directive (Directive 2001/107/EC) Relations with third countries The right of establishment and the freedom to provide services Operating conditions The simplified prospectus UCITS iii - The Product Directive (Directive 2001/108/EC) A wider range of financial instruments UCITS iii and other Directives Management companies Governance Risk Management UCITS iii and the European Economic Area (EEA) UCITS iii and countries outside the European Economic Area UCITS iii and the Offshore Financial Centers (OFCs) UCITS iii and the USA UCITS iii, MiFID and the Reg NMS: Similarities and differences between the United States and the European Economic Area / European Union UCITS iii compliant funds Sophisticated UCITS UCITS iii and Alternative Investments MiFID and Hedge Funds Onshore and offshore legal structures UCITS iii and alternative investment products authorised under different regimes Hedge Funds and Alternative Investments after UCITS iiiFirst of all, thank you for visiting our pages. We hope that you'll find a lot of information about the Basel ii Accord and market, the challenges and the opportunities. And, perhaps you will find interesting our approach: To use compliance as a competitive advantage. www.ucits-iii-training.com -------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
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Keywords UCITS III, UCITS III Training, undertakings for collective investment in transferable securities
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