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Sarbanes Oxley Act

SEC. 405. EXEMPTION.
 
Nothing in section 401, 402, or 404, the amendments made
by those sections, or the rules of the Commission under those
sections shall apply to any investment company registered under
section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a–8).
 
 

 

 

 

 

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